Terminology Index
Glossary
64 terms starting with "E"
Showing 33-64 of 64 terms
Exception Escalation
Routing a policy exception request to the appropriate level of authority for review and approval based on its risk, so higher-risk exceptions get senior scrutiny rather than being rubber-stamped at a low level.
Not all exceptions carry equal risk, so exception escalation defines who must approve based on the deviation's significance: minor, low-risk exceptions handled locally, while high-risk ones requiring senior or executive sign-off and explicit risk acceptance. This ensures the people accountable for a risk are the ones approving deviations from controls that manage it, and it prevents significant exceptions from slipping through with inadequate review.
Introduced in: Policy Writing in Practice
Examples
- Routing a high-risk exception to an executive for explicit risk acceptance.
- Handling a minor exception locally while escalating a significant one.
- Matching the approval level to the risk of the deviation.
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